Episode 64

Dr. Gerald Taylor, Chief Compliance and BSA Officer at Carroll Bank and Trust

Dr. Gerald Taylor, Chief Compliance and BSA Officer at Carroll Bank and Trust, shares his experience in revamping his compliance department. He emphasizes the importance of management buy-in, communication, and cross-training in creating an effective compliance team. Dr. Taylor also touches on the need for fostering positive relationships with employees and regulators to gain trust and respect. His advice is to focus on building these relationships to achieve success in compliance.

The views expressed in the Banking Matters Podcast are those of the speakers and do not necessarily reflect the position of Compliance Alliance or its affiliates.*