Episode 55

Helen Touchton, Independent BSA/AML Consultant

Helen Touchton, Independent BSA/AML Consultant, provides listeners with practical advice for navigating audits and exams, including that effective audits are fast-paced and require organization and responsiveness from both the auditor and the bank. She lists common audit issues and highlights the highest risk findings that should concern BSA officers. Finally, Helen contemplates changes in BSA/AML audits throughout her career with the advent of automated surveillance systems.

The views expressed in the Banking Matters Podcast are those of the speakers and do not necessarily reflect the position of Bankers Alliance or its affiliates.*