Archives: Episode
Episode 47
Elizabeth Schroeder, VP of Regulatory Compliance at Washington Trust Bank, confronts regulatory change management across business lines. She emphasizes the importance of relationships between the first and second lines of defense, shares her methods for relationship development, and reminds compliance professionals to stay humble in post-implementation testing.
Episode 46
Michele Carfello, Vice President of Member Relations at the Texas Bankers Association, engages in a conversation with Daniel concerning strategies for banks to become better acquainted with their state bankers associations. Their discussion highlights the pivotal role of sustained engagement, explores the supportive functions provided by the TBA to its member banks, and outlines the advocacy efforts undertaken by the Association on behalf of banks within the state and in some cases even beyond its borders.
Episode 45
Ed Burdzinski, Of Counsel at Spencer Fane LLP, dives into the history of the beneficial ownership rules and the Corporate Transparency Act. He contrasts the beneficial ownership and CDD rules banks currently operate under with FinCEN’s new final Reporting Rule as well as the current status of the proposed Access Rule, and yet to be issued Conforming Rule to conform the current CDD to the Corporate Transparency Act requirements. Ed discusses banks continuing to follow the current CDD rules until FinCEN releases the final Access Rule and the Conforming Rule.
Episode 44
Elizabeth Schroeder, VP of Regulatory Compliance at Washington Trust Bank, confronts regulatory change management across business lines. She emphasizes the importance of relationships between the first and second lines of defense, shares her methods for relationship development, and reminds compliance professionals to stay humble in post-implementation testing.
Episode 43
Elizabeth Schroeder, VP of Regulatory Compliance at Washington Trust Bank, confronts regulatory change management across business lines. She emphasizes the importance of relationships between the first and second lines of defense, shares her methods for relationship development, and reminds compliance professionals to stay humble in post-implementation testing.
Episode 42
Levi Rogers, IT System Administrator at Exchange Bank, introduces the role artificial intelligence (AI) plays in security practices and proposes ways AI could increase efficiency in different bank departments. He chronicles sound security practices, including the principle of least privilege, continuous testing, and vendor monitoring.
Episode 41
Ed Burdzinski, Of Counsel at Spencer Fane LLP, dives into the history of the beneficial ownership rules and the Corporate Transparency Act. He contrasts the beneficial ownership and CDD rules banks currently operate under with FinCEN’s new final Reporting Rule as well as the current status of the proposed Access Rule, and yet to be issued Conforming Rule to conform the current CDD to the Corporate Transparency Act requirements. Ed discusses banks continuing to follow the current CDD rules until FinCEN releases the final Access Rule and the Conforming Rule.
Episode 40
Ed Burdzinski, Of Counsel at Spencer Fane LLP, dives into the history of the beneficial ownership rules and the Corporate Transparency Act. He contrasts the beneficial ownership and CDD rules banks currently operate under with FinCEN’s new final Reporting Rule as well as the current status of the proposed Access Rule, and yet to be issued Conforming Rule to conform the current CDD to the Corporate Transparency Act requirements. Ed discusses banks continuing to follow the current CDD rules until FinCEN releases the final Access Rule and the Conforming Rule.
Episode 39
Ed Burdzinski, Of Counsel at Spencer Fane LLP, dives into the history of the beneficial ownership rules and the Corporate Transparency Act. He contrasts the beneficial ownership and CDD rules banks currently operate under with FinCEN’s new final Reporting Rule as well as the current status of the proposed Access Rule, and yet to be issued Conforming Rule to conform the current CDD to the Corporate Transparency Act requirements. Ed discusses banks continuing to follow the current CDD rules until FinCEN releases the final Access Rule and the Conforming Rule.
Episode 38
Ed Burdzinski, Of Counsel at Spencer Fane LLP, dives into the history of the beneficial ownership rules and the Corporate Transparency Act. He contrasts the beneficial ownership and CDD rules banks currently operate under with FinCEN’s new final Reporting Rule as well as the current status of the proposed Access Rule, and yet to be issued Conforming Rule to conform the current CDD to the Corporate Transparency Act requirements. Ed discusses banks continuing to follow the current CDD rules until FinCEN releases the final Access Rule and the Conforming Rule.